Outsourced Supervision & Compliance
As a large enterprise offering compliance and supervision services, Advisor’s Advantage Network is uniquely designed and scaled to support not only individual advisors but also advisor teams of various sizes and structures. We recognize that compliance and supervision may often seem like a thankless burden to those responsible for it, but at AAN we see it differently. We have a passion for helping and protecting advisors to safeguard their business, and that’s why we’ve become a different kind of partner in the traditional OSJ space.
We offer comprehensive, knowledgeable and proactive compliance and supervision services for advisor and risk management, and we invite you to outsource those duties and responsibilities in your business to us. As our partner, you and your advisors get access to our dedicated, full-service supervision team as a fee-based service. Why consider outsourcing?
- Free your time to focus more on your goals: Maybe it’s additional growth in your own business, or more time for your family, travel, or hobbies.
- Strengthen & maintain your firm’s sense of connection, culture and loyalty: By shifting your focus to provide additional value and mentorship to your advisors, you can improve your business through deliberate goal planning, business development and other services.
- Take advantage of Advisor’s Advantage Network’s size and scale: With existing deep relationships with the home office, our highly experienced, advisor-focused and service-oriented team is knowledgeable, available, and efficient.
- Avoid hours on hold and constant phone transfers: We provide streamlined support for escalated issues, compliance questions, and much more.
- Proven expertise: Our supervision team is highly respected within the home office and has been recognized with the “Supervision Team of the Year” award from Osaic (formerly Royal Alliance).
- Diversely experienced: We specialize in supporting independent advisors, both as individuals and in larger teams, on various topics – from compliance to practice management, technology, marketing, and succession & acquisition.
To learn more about outsourcing your team’s compliance and supervision responsibilities to AAN, contact us at info@advisorsadvantagenetwork.com.